-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Bld0Ax2Fn0gKt6m8PWyUzniIm4t9fBuHbu1RJcaDKfP0PsIkM8lWmy+K7SgcMIov V0exPWqcaZay7HdHRPeL5A== 0000905148-99-002117.txt : 19991122 0000905148-99-002117.hdr.sgml : 19991122 ACCESSION NUMBER: 0000905148-99-002117 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SOUTHERN PERU COPPER CORP/ CENTRAL INDEX KEY: 0001001838 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 133849074 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-44663 FILM NUMBER: 99761216 BUSINESS ADDRESS: STREET 1: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125102000 MAIL ADDRESS: STREET 1: 180 MAIDEN LANE STREET 2: 180 MAIDEN LANE CITY: NEW YORK STATE: NY ZIP: 10038 FORMER COMPANY: FORMER CONFORMED NAME: SOUTHERN PERU COPPER HOLDING CO DATE OF NAME CHANGE: 19951006 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ASARCO INC CENTRAL INDEX KEY: 0000007649 STANDARD INDUSTRIAL CLASSIFICATION: PRIMARY SMELTING & REFINING OF NONFERROUS METALS [3330] IRS NUMBER: 134924440 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 180 MAIDEN LN CITY: NEW YORK STATE: NY ZIP: 10038 BUSINESS PHONE: 2125102000 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN SMELTING & REFINING CO DATE OF NAME CHANGE: 19760607 SC 13D 1 T:\EDGAR\638259.TXT SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _______________________ SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) Southern Peru Copper Corporation -------------------------------- (Name of Issuer) Common Stock, $0.01 par value ----------------------------- (Title of Class of Securities) 843611104 --------------- (CUSIP Number) ASARCO Incorporated Southern Peru Holdings Company --------------------------------- (Name of Person Filing Statement) Augustus B. Kinsolving Vice President and General Counsel ASARCO Incorporated 180 Maiden Lane New York, NY 10038 (212) 510-2000 and Daniel Tellechea Salido Vice President and Treasurer Southern Peru Holdings Company Baja California 200 Colonia Roma Sur. 06760 Mexico City, Mexico Tel. No. 011-525-574-2067 ------------------------------- (Name, Address and Telephone Number of Persons Authorized to Receive Notices and Communications) COPY TO: Michael L. Fitzgerald, Esq. Brown & Wood LLP One World Trade Center New York, New York 10048 Tel. No. (212) 839-5300 November 17, 1999 ---------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b) (3) or (4), check the following box / /. (Continued on following page(s)) SCHEDULE 13D
Cusip No. 843611104 - ----------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ASARCO INCORPORATED EMPLOYER ID NO. 13-49244 - ----------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ - ----------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ----------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION NEW JERSEY - ----------------------------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -------- -------------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 43,348,949 -------- -------------------------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -------- -------------------------------------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 43,348,949 - ----------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,348,949 - ----------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ----------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.2% - ----------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -----------------------------------------------------------------------------------------------------------------------------------
SCHEDULE 13D
Cusip No. 843611104 - ----------------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON SOUTHERN PERU HOLDINGS COMPANY - ----------------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) /X/ - ----------------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ----------------------------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS OO - ----------------------------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) / / - ----------------------------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION DELAWARE - ----------------------------------------------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER SHARES -------- -------------------------------------------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 43,348,949 -------- -------------------------------------------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING -------- -------------------------------------------------------------------------------------------------------- PERSON 10 SHARED DISPOSITIVE POWER WITH 43,348,949 - ----------------------------------------------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 43,348,949 - ----------------------------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES / / - ----------------------------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 54.2% - ----------------------------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO - -----------------------------------------------------------------------------------------------------------------------------------
ASARCO Incorporated ("ASARCO") hereby amends its Report on Schedule 13D regarding Southern Peru Copper Corporation (the "Company") originally filed on January 12, 1996, as amended on March 6, 1996 (together, the "Schedule 13D"), and Southern Peru Holdings Company, a wholly owned subsidiary of ASARCO ("SPHC" and, together with ASARCO, the "Reporting Persons") hereby joins with ASARCO in filing the Schedule 13D. This Schedule 13D relates to common stock of the Company, $0.01 par value per share ("Common Stock") and Class A Common Stock of the Company, $0.01 par value per share ("Class A Common Stock", together, with Common Stock, the "Common Shares"). Unless otherwise indicated, capitalized terms used but not defined herein shall have the same meanings assigned to them in the Schedule 13D. ITEM 2. IDENTITY AND BACKGROUND. Item 2 is hereby amended by adding the following: Until November 15, 1999, ASARCO had sole voting and dispositive power of the shares of Class A Common Stock to which this Schedule 13D relates. On November 15, 1999, ASARCO transferred to SPHC the shares of Class A Common Stock owned by it to which this Schedule 13D relates. On November 16, 1999, following the expiration of the tender offer by ASMEX Corporation ("ASMEX"), a wholly owned subsidiary of Grupo Mexico, S.A. de C.V. ("GM"), to purchase all of the outstanding common stock of ASARCO and the acceptance for payment of tendered shares, ASMEX became the beneficial owner of approximately 87.6% of the outstanding common stock of ASARCO. On November 17, 1999, GM caused a short-form merger of ASMEX with and into ASARCO. Pursuant thereto, GM owns 100% of the outstanding common stock of ASARCO. SPHC is a Delaware corporation with its principal executive offices located at 180 Maiden Lane, New York, New York 10038. SPHC is a special purpose company formed to hold the shares of Class A Common Stock to which this Schedule 13D relates. SPHC is a wholly owned subsidiary of ASARCO. GM is a Mexican corporation with its principal executive offices located at Baja California 200, Colonia Roma Sur, 06760 Mexico City, Mexico. GM's principal business is to act as a holding company for the shares of other corporations engaged in the mining, processing and sale of metals and railways operations. The largest shareholder of GM is Empresarios Industriales de Mexico, S.A. de C.V., a Mexican corporation ("EIM"). The principal business of EIM is to act as a holding company for shares of other corporations engaged in a variety of businesses including mining, construction, real estate and drilling. The principal executive offices of EIM are located at Insurgentes Sur No. 432-9, Colonia Roma Sur 06760, Mexico City, Mexico. Mr. German Larrea Mota-Velasco is the Chairman of the Board and Chief Executive Officer of SPHC. Mr. German Larrea is the Chairman of the Board and Chief Executive Officer of GM and EIM. The family of the late Jorge Larrea Ortega, including Mr. German Larrea, directly controls the majority of the capital stock of EIM and directly and indirectly controls a majority of the votes of the capital stock of GM. Mr. German Larrea disclaims beneficial ownership of such shares other than the shares held directly by him (comprising approximately 2.71% of the outstanding shares of GM). Annex I hereto sets forth the name, business address, present principal occupation or employment and citizenship of each director and executive officer of the Reporting Persons, GM and EIM. The information set forth in Annex I hereto is incorporated herein by reference. No other person controls SPHC or has beneficial ownership of the shares of Class A Common Stock held by SPHC within the meaning of Rule 13d-3 under the Exchange Act. None of the Reporting Persons, GM or EIM or, to their knowledge, any of the persons listed in Annex I hereto, has during the last five years (i) been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), or (ii) been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was, or is, subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to Federal or State securities laws or finding any violation with respect to such laws. ITEM 4. PURPOSE OF TRANSACTION. Item 4 is hereby amended by adding the following: Under the terms of the Stockholders' Agreement, on November 15, 1999, ASARCO sent notice to the Founding Stockholders of its intent to designate German Larrea Mota-Velasco, Genaro Larrea Mota-Velasco, Hector Calva Ruiz, Daniel Tellechea Salido, Oscar Gonzalez Rocha, Xavier Garcia de Quevedo Topete, Alberto de la Parra Zavala, Manuel Calderon Cardenas and Alfredo Casar Perez as directors of SPCC, effective as of November 29, 1999 or such earlier date as the Founding Stockholders may agree. Except as set forth in the Schedule 13D, there have been no contacts, negotiations or transactions between the Reporting Persons, GM or EIM, or their respective subsidiaries, or to their knowledge, any of the persons listed in Annex I hereto, on the one hand, and the Company or its executive officers, directors or affiliates, on the other hand, concerning a merger, consolidation or acquisition, tender offer or other acquisition of securities, election of directors, or a sale or other transfer of a material amount of assets that would require reporting under the Exchange Act and rules promulgated thereunder. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 is hereby amended by adding the following: ASARCO beneficially owns 43,348,949 shares of Class A Common Stock, which are convertible on a one-for-one basis into shares of Common Stock, representing approximately 54.2% of the issued and outstanding Common Shares. Other than as set forth herein, ASARCO has neither acquired nor disposed of any shares of Class A Common Stock or Common Stock since the date of the Schedule 13D. ASARCO believes that certain of its executive officers have acquired and are the beneficial owners of Common Stock. Accordingly, the information set forth in the Schedule 13D regarding ownership of shares of Common Stock by its directors and executive officers is hereby amended through June 30, 1999 by the attached Schedule A. Except as set forth in the Schedule 13D, none of the Reporting Persons, GM or EIM or, to their knowledge, any of the persons listed in Annex I hereto, beneficially owns any equity security of the Company and none of the Reporting Persons, GM or EIM or, to their knowledge, any of the respective directors, executive officers or subsidiaries of any of the foregoing, has effected any transaction in any equity security of the Company during the past 60 days. Except as set forth in the Schedule 13D and other than the Stockholders' Agreement, a copy of which was previously filed as Exhibit 1 to the Schedule 13D, none of the Reporting Persons, GM or EIM, or to their knowledge, any of the persons listed in Annex I hereto, has any contract, arrangement, understanding or relationships (legal or otherwise) among the persons named in Item 2 and between such persons and any person with respect to any securities of the Company, including but not limited to transfer or voting of any of the securities of the Company, finder's fee, joint ventures, loan or option arrangements, puts or calls, guaranties of profits, division of profits or loss, or the giving or withholding of proxies. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. Item 6 is hereby amended by adding the following: On November 15, 1999, the shares of Class A Common Stock owned by ASARCO were transferred to SPHC. In connection therewith, on November 15, 1999, SPHC became bound by the terms of the Stockholders' Agreement. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: November 19, 1999 ASARCO INCORPORATED By /s/ Daniel Tellechea Salido ---------------------------------- Name: Daniel Tellechea Salido Title: Vice President SOUTHERN PERU HOLDING COMPANY By /s/ Daniel Tellechea Salido ---------------------------------- Name: Daniel Tellechea Salido Title: Vice President and Treasurer SCHEDULE A SOUTHERN PERU COPPER CORPORATION ASARCO believes that certain of its executive officers have acquired and are the beneficial owners of shares of Common Stock. Accordingly, the information set forth in the Schedule 13D regarding ownership of Common Stock by its directors and executive officers is hereby amended through June 30, 1999 by this Schedule A. Except where indicated, all shares of Common Stock acquired since Amendment No. 1 to the Schedule 13D filed on March 6, 1996, were granted by Company pursuant to the Director's Stock Award Plan and, in some cases, pursuant to the Dividend Reinvestment Plan. Other than shares of Common Stock acquired through ASARCO's employee plans, to ASARCO's knowledge all shares of Common Stock set forth below were acquired through open market purchases and were paid for with personal funds. NAME SHARES OFCOMMON STOCK - ---- --------------------- Francis R. McAllister 3,286.1844 Kevin R. Morano 2,286.1843 William Dowd 1,200.0000 Augustus B. Kinsolving 1,262.9904 William L. Paul 500.0000 Gerald D. Van Voorhis 200.0000 Michael O. Varner 1,544.2975 David B. Woodbury 2,300.0000 Christopher F. Schultz 1,000.0000 ANNEX I DIRECTORS AND EXECUTIVE OFFICERS 1. DIRECTORS AND EXECUTIVE OFFICERS OF SPHC. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of SPHC. Each such person is a citizen of Mexico.
NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - ------------------------------ ------------------------------------- ---------------------- ---------------------- German Larrea Mota-Velasco Av. Baja California 200, Chairman of the Chairman of the Board Col. Roma Sur, Board and President and Chief Executive 06760, Mexico City of SPHC Officer of GM Genaro Larrea Mota-Velasco Av. Baja California 200, Director and Vice Commercial Managing Col. Roma Sur, President of SPHC Director of GM 06760, Mexico City Hector Calva Ruiz Av. Baja California 200, Vice President of Managing Director for Col. Roma Sur, SPHC Exploration and Finance 06760, Mexico City of GM Daniel Tellechea Salido Av. Baja California 200, Vice President and Managing Director for Col. Roma Sur, Treasurer of SPHC Administration and 06760, Mexico City Finance of GM Sergio M. Ferrer De la Av. Baja California 200, Secretary of SPHC General Counsel of GM Barrera Col. Roma Sur, 06760, Mexico City
2. DIRECTORS AND EXECUTIVE OFFICERS OF ASARCO. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of ASARCO. Except for the persons below designated by an asterisk next to their name who are citizens of Mexico, each such person is a citizen of the United States.
NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - ------------------------------------- ------------------------------ ---------------------- ---------------------- German Larrea Mota-Velasco* Av. Baja California 200, Chairman of the Board Chairman of the Board Col. Roma Sur, of ASARCO and Chief Executive 06760, Mexico City Officer of GM Genaro Larrea Mota-Velasco* Av. Baja California 200, Director of ASARCO Commercial Managing Col. Roma Sur, Director of GM 06760, Mexico City Francis R. McAllister 180 Maiden Lane Chief Executive Chairman of the Board New York, NY 10038 Officer of ASARCO and Chief Executive Officer of ASARCO Kevin R. Morano 180 Maiden Lane President and Chief President and Chief New York, NY 10038 Operating Officer of Operating Officer of ASARCO ASARCO Daniel Tellechea Salido* Av. Baja California 200, Vice President of Managing Director for Col. Roma Sur, ASARCO Administration and 06760, Mexico City Finance of GM William Dowd 180 Maiden Lane Vice President and Vice President and New York, NY 10038 Chief Financial Chief Financial Officer Officer of ASARCO of ASARCO Augustus B. Kinsolving 180 Maiden Lane Vice President and Vice President and New York, NY 10038 General Counsel of General Counsel of ASARCO ASARCO William L. Paul 180 Maiden Lane Vice President, Vice President, New York, NY 10038 Commercial of ASARCO Commercial of ASARCO Gerald D. Van Voorhis 180 Maiden Lane Vice President, Vice President, New York, NY 10038 Exploration of ASARCO Exploration of ASARCO Michael O. Varner 180 Maiden Lane Vice President, Vice President, New York, NY 10038 Environmental Environmental Operations of ASARCO Operations of ASARCO David B. Woodbury 180 Maiden Lane Vice President, Human Vice President, Human New York, NY 10038 Resources of ASARCO Resources of ASARCO Genaro Guerrero Diaz Mercado* Av. Baja California 200, Vice President of Treasurer of GM Col. Roma Sur, ASARCO 06760, Mexico City Robert Ferri 180 Maiden Lane Secretary of ASARCO Secretary of ASARCO New York, NY 10038 Christopher F. Schultz 180 Maiden Lane Treasurer of ASARCO Treasurer of ASARCO New York, NY 10038 James L. Wiers 180 Maiden Lane General Auditor of General Auditor of New York, NY 10038 ASARCO ASARCO
3. DIRECTORS AND EXECUTIVE OFFICERS OF GM. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of GM. Each such person is a citizen of Mexico.
NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - ------------------------------ ------------------------------------- ---------------------- ---------------------- German Larrea Mota-Velasco Av. Baja California 200, Chairman of the Chairman of the Board Col. Roma Sur, Board and Chief and Chief Executive 06760, Mexico City Executive Officer Officer of GM of GM Juan Sanchez-Navarro Peon Av. Baja California 200, Director of GM Vice President of Grupo Col. Roma Sur, Modelo, S.A. de C.V. 06760, Mexico City Romulo O'Farril Jr. Av. Baja California 200, Director of GM Chief Executive Officer Col. Roma Sur, of Novedades Editores, 06760, Mexico City S.A. de C.V. Prudencio Lopez Martinez Av. Baja California 200, Director of GM President of Sanvica, Col. Roma Sur, S.A. de C.V. 06760, Mexico City Juan I. Gallardo Thurlow Av. Baja California 200, Director of GM Chairman of the Board of Col. Roma Sur, Grupo Azucarero de 06760, Mexico City Mexico, S.A. de C.V. Claudio X. Gonzalez Av. Baja California 200, Director of GM Chairman of the Board Col. Roma Sur, and Chief Executive 06760, Mexico City Officer of Kimberly-Clark de Mexico, S.A. de C.V. Carlos Giron Peltier Av. Baja California 200, Director of GM Retired. Col. Roma Sur, 06760, Mexico City Jose Mendoza Fernandez Av. Baja California 200, Director of GM Chief Executive of Col. Roma Sur, 06760, Bufete Industrial, S.A. Mexico City de C.V. Genaro Larrea Mota-Velasco Av. Baja California 200, Director and Commercial Managing Col. Roma Sur, Commercial Managing Director of GM 06760, Mexico City Director of GM Agustin Santamarina Vasquez Campos Eliseos, 345-2, Director and Of counsel at Santamaria Col. Chapultepec Polanco, 11560, Secretary of the y Steta Mexico City Board of Directors of GM Hector Calva Ruiz Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, for Exploration Exploration and Projects 06760, Mexico City Projects and of GM Alternate Director of GM Daniel Tellechea Salido Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, for Administration Administration and 06760, Mexico City and Finance and Finance of GM Alternate Director of GM Oscar Gonzalez Rocha Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, 06760, for Mexicana Cobre, Mexicana Cobre, S.A. de Mexico City S.A. de C.V. and C.V. and Mexicana de for Mexicana de Cananea S.A. de C.V. Cananea, S.A. de C.V. and Alternate Director of GM Xavier Garcia de Quevedo Bosques de Ciruelos 99, Managing Director Managing Director for Topete Col. Bosques de las Lomas, 11700, for Grupo Grupo Ferroviario Mexico City Ferroviario Mexicano, S.A. de C.V. Mexicano, S.A. de and Ferrocarril C.V. and Mexicano, S.A. de C.V. Ferrocarril Mexicano, S.A. de C.V. and Alternate Director of GM Alfredo Casar Perez Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, for Development and Development of GM 06760, Mexico City Alternate Director for GM Daniel Chavez Carreon Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, for Industrial Industrial Minera 06760, Mexico City Minera Mexico, S.A. Mexico, S.A. de C.V. de C.V. and Alternate Director of GM Eduardo Gonzalez Gomez Av. Insurgentes Sur 432, Alternate Director Independent financial Col. Roma Sur, of GM advisor 06760, Mexico City Sergio M. Ferrer De la Av. Baja California 200, General Counsel and General Counsel of GM Barrera Col. Roma Sur, Alternate Director 06760, Mexico City of GM Manuel Calderon Cardenas Av. Baja California 200, Director of Mine Director of Mine Col. Roma Sur, and Planning Planning and Control of 06760, Mexico City Control of GM GM Vidal Muhech Dip Av. Baja California 200, Director for Director for Engineering Col. Roma Sur, Engineering and and Construction of GM 06760, Mexico City Construction of GM Ernesto Duran Trinidad Av. Baja California 200, Comptroller of GM Comptroller of GM Col. Roma Sur, 06760, Mexico City Genaro Guerrero Diaz Mercado Av. Baja California 200, Treasurer of GM Treasurer of GM Col. Roma Sur, 06760, Mexico City Gabino Paez Gonzalez Av. Baja California 200, Managing Director Managing Director for Col. Roma Sur, for Industrial Industrial Relations of 06760, Mexico City Relations and GM Alternate Director of GM Rolando Vega Iniguez Av. Baja California 200, Examiner of GM Examiner of GM Col. Roma Sur, 06760, Mexico City Gilberto Nava Escobedo Av. Baja California 200, Alternate Examiner Alternate Examiner of GM Col. Roma Sur, of GM 06760, Mexico City
4. DIRECTORS AND EXECUTIVE OFFICERS OF EIM. The following table sets forth the name, principal business address, title and present principal occupation or employment of each director and executive officer of EIM. Each such person is a citizen of Mexico.
NAME PRINCIPAL BUSINESS ADDRESS TITLE PRINCIPAL OCCUPATION - ------------------------------ ------------------------------------- ---------------------- ---------------------- German Larrea Mota-Velasco Av. Baja California 200, Chairman of the Chairman of the Board Col. Roma Sur, Board and Chief and Chief Executive 06760, Mexico City Executive Officer Officer of GM of EIM Genaro Larrea Mota-Velasco Av. Baja California 200, Director of EIM Commercial Managing Col. Roma Sur, Director of GM 06760, Mexico City Alfredo Casar Perez Av. Baja California 200, Director of EIM Managing Director for Col. Roma Sur, Development of GM 06760, Mexico City Eduardo Gonzalez Gomez Av. Insurgentes Sur 432, Director of EIM Independent financial Col. Roma Sur, advisor 06760, Mexico City
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